Privacy Policy

Dreams Investment Solutions LLC ("Dreams," "we," "us," or "our") is an SEC-registered investment adviser (CRD #339186) headquartered in Sarasota, Florida. We are committed to protecting the privacy and security of the personal information entrusted to us. This Privacy Policy describes how we collect, use, disclose, and safeguard your information when you visit our website, use our Advisor Portal, or otherwise interact with our services.

1. Information We Collect

We may collect information in the following ways:

Information You Provide Directly

• Full name
• Email address
• Phone number
• Firm name and role/title
• Any additional information you include in contact form messages or email correspondence

Information Collected Automatically

• Browser type, operating system, and device information
• IP address and approximate geographic location
• Pages visited, time spent on pages, and navigation paths
• Referring website or source
• Cookies and similar tracking technologies (see Section 6 below)

2. How We Use Information

We use the information we collect for the following purposes:

• Responding to your inquiries and requests for information about our services
• Communicating with prospective and current institutional clients
• Improving the functionality and user experience of our website
• Analyzing website traffic and usage patterns to optimize our content
• Maintaining compliance with applicable securities laws, SEC regulations, and record-keeping requirements
• Preventing fraud and ensuring the security of our systems

3. Information Sharing

We do not sell, rent, or trade your personal information to third parties for marketing purposes. We may share your information only in the following limited circumstances:

• Regulatory Compliance: We may disclose information to the SEC, FINRA, state regulators, or other governmental authorities as required by law, regulation, or legal process
• Service Providers: We may share information with trusted third-party service providers who assist us in operating our website and conducting our business, subject to confidentiality obligations
• Legal Requirements: We may disclose information when required to do so by law, subpoena, court order, or similar legal process
• Business Transfers: In the event of a merger, acquisition, or sale of assets, your information may be transferred as part of that transaction

4. Data Security

We implement industry-standard security measures to protect your personal information from unauthorized access, disclosure, alteration, or destruction. These measures include:

• Encryption of data in transit using TLS/SSL protocols
• Secure server infrastructure with access controls
• Regular security assessments and monitoring
• Employee training on data protection and privacy practices

While we strive to protect your personal information, no method of transmission over the Internet or electronic storage is 100% secure. We cannot guarantee absolute security but are committed to maintaining safeguards appropriate for the sensitivity of the information we handle.

5. Advisor Portal Data

If you access our Advisor Portal as a registered advisor, we may collect and store additional information, including:

• Your advisor identification number (AA number)
• Login credentials (stored in encrypted form)
• Document download history, including timestamps and file names, maintained for compliance and audit purposes
• Portal usage activity and session data

This additional data is collected to fulfill our regulatory obligations, maintain accurate books and records as required by the SEC, and provide you with a secure and personalized portal experience. Download tracking is a compliance requirement and cannot be opted out of.

6. Cookies

Our website uses minimal cookies, limited to:

• Essential Cookies: Required for basic website functionality and security
• Analytics Cookies: Used to understand how visitors interact with our website so we can improve the user experience. These cookies collect anonymous, aggregated data

We do not use cookies for advertising, retargeting, or behavioral tracking purposes. Most web browsers allow you to control cookies through their settings. Disabling cookies may limit certain features of our website.

7. Third-Party Links

Our website may contain links to third-party websites, including regulatory bodies such as the SEC's IAPD database. These external sites are not operated by Dreams Investment Solutions and are governed by their own privacy policies. We are not responsible for the privacy practices or content of third-party websites and encourage you to review their policies before providing any personal information.

8. Children's Privacy

Our website and services are not directed at individuals under the age of 18. We do not knowingly collect personal information from children. If we become aware that we have inadvertently collected information from a minor, we will take steps to delete that information promptly. If you believe a child has provided us with personal information, please contact us at the address below.

9. Changes to This Policy

We reserve the right to update or modify this Privacy Policy at any time. When we make changes, we will revise the "Effective Date" at the top of this page and post the updated policy on our website. We encourage you to review this policy periodically to stay informed about how we are protecting your information. Continued use of our website after changes are posted constitutes acceptance of the revised policy.

10. Contact Information

If you have questions or concerns about this Privacy Policy or our data practices, please contact us:

Dreams Investment Solutions LLC
Sarasota, Florida
Email: info@investwithdreams.com
SEC-Registered Investment Adviser — CRD #339186