What We Offer
Defined outcomes and principal protection for institutional portfolios
Access carefully selected structured note investments with defined outcomes, principal protection features, and enhanced yield potential. We leverage institutional pricing and deep issuer relationships to provide transparent, well-structured instruments that complement HTO-optimized portfolios.
Structured notes with built-in principal protection features that define your downside before you invest. Know your worst-case scenario upfront, so you can plan accordingly.
Access enhanced yield strategies that can generate income above traditional fixed income in a variety of market environments, with clearly defined risk parameters.
Our institutional relationships with major issuers provide access to competitive pricing that is typically unavailable to individual advisors or smaller allocations.
Every structured note we recommend comes with fully transparent terms — no hidden fees, no opaque structures. We break down every component so you understand exactly what you own.
Beyond off-the-shelf notes, we work with issuers to design custom structures tailored to your specific return objectives, risk tolerances, and market outlook.
Structured notes provide payoff profiles with clearly defined parameters — you know the potential upside, the conditions for return, and the maximum downside before committing capital.
Understanding the Instrument
Structured notes are debt instruments issued by financial institutions whose returns are linked to the performance of an underlying asset, index, or basket of assets.
Unlike traditional bonds that pay a fixed coupon, structured notes combine a bond component with a derivative component to create a customized payoff profile. This allows investors to gain exposure to specific market outcomes while managing risk through built-in protection features.
The principal protection component is typically achieved through a zero-coupon bond that matures at par value, while the derivative component provides the upside participation or yield enhancement linked to the reference asset.
Structured notes involve significant risks that investors should carefully consider before investing. These risks include, but are not limited to:
Principal protection, where applicable, is subject to the creditworthiness of the issuer and applies only if the note is held to maturity. Past performance of any reference asset is not indicative of future results. This information does not constitute an offer to sell or a solicitation of an offer to buy any structured note.
Contact us for a confidential discussion about how structured notes can complement your institutional portfolio strategy.